SFC Licences of SINPRASEUTH Christopher

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ovata Capital Management Limited 歐萬達基金管理有限公司 RE 9 06 November 2017 31 January 2022
BlueCrest Capital Management (Hong Kong) Limited RO 2 20 January 2017 31 March 2017
BlueCrest Capital Management (Hong Kong) Limited RO 1 20 January 2017 31 March 2017
BlueCrest Capital Management (Hong Kong) Limited RE 2 01 April 2015 20 January 2017
BlueCrest Capital Management (Hong Kong) Limited RE 1 01 April 2015 20 January 2017
BlueCrest Capital Management (Hong Kong) Limited RE 9 04 March 2015 31 March 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 24 July 2012 19 November 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 May 2011 19 November 2014
ConvergEx Asia Pacific Limited RE 1 21 December 2010 08 April 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 29 January 2009 30 October 2010
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2008 23 January 2009