SFC Licences of SINPRASEUTH Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ovata Capital Management Limited 歐萬達基金管理有限公司 | RE | 9 | 06 November 2017 | 31 January 2022 |
BlueCrest Capital Management (Hong Kong) Limited | RO | 2 | 20 January 2017 | 31 March 2017 |
BlueCrest Capital Management (Hong Kong) Limited | RO | 1 | 20 January 2017 | 31 March 2017 |
BlueCrest Capital Management (Hong Kong) Limited | RE | 2 | 01 April 2015 | 20 January 2017 |
BlueCrest Capital Management (Hong Kong) Limited | RE | 1 | 01 April 2015 | 20 January 2017 |
BlueCrest Capital Management (Hong Kong) Limited | RE | 9 | 04 March 2015 | 31 March 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 24 July 2012 | 19 November 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 May 2011 | 19 November 2014 |
ConvergEx Asia Pacific Limited | RE | 1 | 21 December 2010 | 08 April 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 January 2009 | 30 October 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2008 | 23 January 2009 |