SFC Licences of LAI Patrick Pak Hung 黎柏鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 11 July 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司
RE 1, 4 15 December 2017 29 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1, 4, 6 22 February 2017 29 June 2018
CLSA Limited 中信里昂證券有限公司
RE 4 30 December 2014 01 December 2016
CLSA Limited 中信里昂證券有限公司
RE 1 10 February 2014 01 December 2016
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 10 February 2014 01 December 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 4 15 March 2010 09 February 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 6 08 March 2010 09 February 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 6 14 April 2008 01 March 2010