SFC Licences of KWAN Ut Hoi 關越海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 9 15 October 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 4 15 October 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 1 15 October 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RE 9 20 August 2021 15 October 2021
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RE 4 20 August 2021 15 October 2021
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RO 9 08 July 2020 13 August 2021
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RO 4 08 July 2020 13 August 2021
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RE 9 29 May 2020 08 July 2020
Greater China Asset Management (HK) Limited 大中華資產管理(香港)有限公司 RO 9 24 September 2019 20 April 2020
Greater China Securities Limited 大中華證券有限公司 RO 1 24 September 2019 20 April 2020
Greater China Asset Management (HK) Limited 大中華資產管理(香港)有限公司 RE 9 04 September 2019 24 September 2019
Greater China Securities Limited 大中華證券有限公司 RE 1 04 September 2019 24 September 2019
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 13 September 2018 15 July 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 01 August 2018 15 July 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 01 August 2018 15 July 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 01 August 2018 15 July 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 12 June 2018 01 August 2018
Five States Capital Resources Limited 五洲資本有限公司 RO 4 07 November 2017 31 January 2018
Five States Capital Resources Limited 五洲資本有限公司 RE 9 07 November 2017 31 January 2018
Finet Securities Limited 財華證券有限公司 RO 4 01 November 2016 21 July 2017
China Finance Holdings Limited 中港金融證券有限公司 RO 1 14 September 2016 21 July 2017
Finet Securities Limited 財華證券有限公司 RO 2 27 July 2016 21 July 2017
Finet Securities Limited 財華證券有限公司 RO 1 27 July 2016 21 July 2017
Finet Securities Limited 財華證券有限公司 RE 2 25 May 2016 27 July 2016
Finet Securities Limited 財華證券有限公司 RE 1 25 May 2016 27 July 2016
Shacom Futures Limited 上商期貨有限公司 RE 2 26 June 2013 21 May 2016
Realink Financial Trade Limited 滙信理財有限公司 RE 2 22 September 2009 15 June 2013
Realink Financial Trade Limited 滙信理財有限公司 RE 1 22 September 2009 15 June 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 27 August 2009 15 September 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 August 2009 15 September 2009
Realink Financial Trade Limited 滙信理財有限公司 RE 2 12 August 2008 21 August 2009
Realink Financial Trade Limited 滙信理財有限公司 RE 1 12 August 2008 21 August 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 April 2008 12 July 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 April 2008 12 July 2008