SFC Licences of LIU Kai Yip, Wallace 廖啟業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	5	19 February 2013	29 September 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	2	19 February 2013	29 September 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	27 July 2012	29 September 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	27 July 2012	29 September 2014
Nomura Securities (Hong Kong) Limited	RE	2	27 July 2010	28 April 2012
Nomura Securities (Hong Kong) Limited	RE	1	27 July 2010	28 April 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	27 July 2010	28 April 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	27 July 2010	28 April 2012
Merrill Lynch Futures (Hong Kong) Limited	RE	2	18 August 2008	23 January 2009
Merrill Lynch Far East Limited	RE	1	18 August 2008	23 January 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	18 August 2008	23 January 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	16 May 2008	08 July 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	16 May 2008	08 July 2008