SFC Licences of CHEUNG Kin, Ivan 張健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RE | 4, 9 | 10 April 2015 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | 2, 5 | 28 October 2014 | 27 February 2015 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 03 June 2013 | 27 February 2015 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RE | 2 | 08 July 2011 | 27 May 2013 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 08 July 2011 | 27 May 2013 |
Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 05 December 2008 | 18 June 2011 |
Chief Securities Limited 致富證券有限公司 |
RE | 1 | 05 December 2008 | 18 June 2011 |
Haitong International Futures Limited 海通國際期貨有限公司 |
RE | 2 | 12 June 2008 | 17 October 2008 |
Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 12 June 2008 | 17 October 2008 |