SFC Licences of TANG Yinan 唐軼南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anlly Asset Management Limited 安利資產管理有限公司
RO 4, 9 21 April 2022
Anlly Asset Management Limited 安利資產管理有限公司
RE 4, 9 20 April 2022 21 April 2022
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務)
RO 9 26 January 2021 15 November 2021
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)
RO 4 26 January 2021 15 November 2021
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)
RE 1 18 June 2020 15 November 2021
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務)
RE 4 01 June 2020 26 January 2021
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務)
RE 9 01 June 2020 26 January 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 27 July 2018 23 March 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 04 April 2018 27 July 2018
UBS Securities Asia Limited
RE 1, 2 16 July 2014 27 February 2018
Merrill Lynch Far East Limited
RE 2 20 August 2010 16 April 2014
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1 05 August 2010 16 April 2014
Merrill Lynch Futures (Hong Kong) Limited
RE 2 05 August 2010 20 August 2010
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1 04 July 2008 01 June 2010