SFC Licences of LI Qian 酈千

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	04 May 2021	02 August 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	04 May 2021	02 August 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	04 May 2021	02 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	04 May 2021	02 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	04 May 2021	02 August 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	04 May 2021	02 August 2021
UBS Securities Hong Kong Limited	RE	6	19 December 2016	01 November 2017
UBS Securities Hong Kong Limited	RE	6	30 June 2015	18 December 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	24 April 2012	25 April 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	09 June 2011	25 April 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 January 2011	25 April 2015
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	09 June 2009	19 January 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	26 February 2009	09 May 2009
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	16 July 2008	02 February 2009