SFC Licences of PENG Wensheng 彭文生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 21 August 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 June 2020 03 September 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 02 June 2020 21 August 2020
China Everbright Research Limited 中國光大資料研究有限公司 RO 4 23 February 2018 31 May 2020
China Everbright Research Limited 中國光大資料研究有限公司 RE 4 20 October 2016 23 February 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 24 February 2015 17 October 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 27 January 2015 24 February 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 02 November 2010 15 January 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 11 October 2010 15 January 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 11 October 2010 02 November 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 4 11 September 2008 28 August 2010