SFC Licences of CHAU Tsang Wu 周錚瑚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 02 September 2022 | |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 27 July 2011 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 26 February 2009 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 16 December 2008 | |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 17 October 2008 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 04 September 2008 | 01 October 2008 |