SFC Licences of LI Kun-Chih 李坤致

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 4 28 March 2022
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 1 28 March 2022
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 08 February 2022 28 March 2022
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 08 February 2022 28 March 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 4 12 April 2021 19 October 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 12 April 2021 19 October 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 24 June 2019 12 April 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 24 June 2019 12 April 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 19 April 2017 05 September 2018
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 19 April 2017 05 September 2018
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 28 June 2011 18 November 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 May 2009 12 January 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 12 August 2008 27 March 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 12 August 2008 27 March 2009