SFC Licences of YEN Chanan 霍震南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	9	05 January 2024
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	4	05 January 2024
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	1	05 January 2024
Diligent Capital Limited 道勤資本有限公司	RO	6	05 May 2023	05 January 2024
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RO	6	01 August 2018	30 September 2021
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司	RE	6	12 June 2018	01 August 2018
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司	RO	6	28 August 2017	31 May 2018
Joincap Capital Limited 中楷資本有限公司	RO	6	26 September 2014	15 August 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	04 January 2012	20 March 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	04 January 2012	20 March 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	04 January 2012	20 March 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	6	24 January 2011	16 December 2011
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	6	29 June 2010	14 January 2011
South China Capital Limited 南華融資有限公司	RE	6	18 August 2008	13 June 2010