SFC Licences of FANG Kai 房凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司 RO 6 11 July 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 4 11 July 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 1 11 July 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 4 01 March 2023 11 July 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 6 17 February 2023 11 July 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 1 17 February 2023 11 July 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 September 2022 08 November 2022
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 07 September 2022 08 November 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 15 July 2019 10 December 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 15 July 2019 10 December 2020
CLSA Limited 中信里昂證券有限公司 RE 4 15 July 2019 10 December 2020
CLSA Limited 中信里昂證券有限公司 RE 1 15 July 2019 10 December 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 15 February 2018 25 March 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 15 February 2018 25 March 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 15 February 2018 25 March 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 17 January 2017 15 February 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 17 January 2017 15 February 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 17 January 2017 15 February 2018
Merrill Lynch (Asia Pacific) Limited RE 1 03 September 2008 17 October 2016
Merrill Lynch Far East Limited RE 6 03 September 2008 17 October 2016
Merrill Lynch Far East Limited RE 4 03 September 2008 17 October 2016
Merrill Lynch Far East Limited RE 1 03 September 2008 17 October 2016
Merrill Lynch (Asia Pacific) Limited RE 6 03 September 2008 17 October 2016
Merrill Lynch (Asia Pacific) Limited RE 4 03 September 2008 17 October 2016