SFC Licences of KWOK Kwan Kit 郭昆傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RO | 2 | 20 February 2020 | 10 June 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 20 February 2020 | 10 June 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 12 October 2017 | 10 June 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 October 2016 | 10 June 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 January 2016 | 20 February 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 January 2016 | 20 February 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 17 October 2008 | 11 December 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 October 2008 | 11 December 2015 |