SFC Licences of HO Suk Man, Betty 何淑文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Qantex Capital Markets Limited RE 2 31 October 2017 25 April 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 30 August 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 20 May 2016 30 August 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 20 May 2016 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 20 May 2016 30 June 2016
BGC Securities (Hong Kong) LLC RE 2 22 July 2015 16 November 2015
BGC Securities (Hong Kong) LLC RE 1 22 July 2015 16 November 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 10 June 2015 07 July 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 10 June 2015 07 July 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 10 June 2015 07 July 2015
CF Global (HK) Limited RE 2 10 July 2014 03 December 2014
CF Global (HK) Limited RE 1 10 July 2014 03 December 2014
T.F.S. Derivatives HK Limited RE 2 02 March 2011 12 June 2014
T.F.S. Derivatives HK Limited RE 1 02 March 2011 12 June 2014
Sunrise Brokers (Hong Kong) Limited RE 2 02 March 2010 21 February 2011
Sunrise Brokers (Hong Kong) Limited RE 1 02 March 2010 21 February 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 28 November 2008 25 January 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 28 November 2008 25 January 2010