SFC Licences of LEUNG Wai Ying 梁慧盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ballas Capital Limited 博思融資有限公司 RO 6 15 November 2019
Ballas Capital Limited 博思融資有限公司 RO 1 15 November 2019
Ballas Capital Limited 博思融資有限公司 RE 6 03 March 2017 15 November 2019
Ballas Capital Limited 博思融資有限公司 RE 1 03 March 2017 15 November 2019
Haitong International Capital Limited 海通國際資本有限公司 RE 6 16 November 2016 30 December 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 November 2016 30 December 2016
BOSC International Company Limited 上銀國際有限公司 RE 6 20 January 2015 23 October 2016
BOSC International Company Limited 上銀國際有限公司 RE 1 20 January 2015 23 October 2016
Crosby Securities Limited 高誠證券有限公司 RE 6 19 September 2013 30 September 2014
Crosby Securities Limited 高誠證券有限公司 RE 1 17 September 2013 30 September 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 14 October 2010 07 May 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 14 October 2010 07 May 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 16 September 2010 05 October 2010
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 10 July 2009 23 August 2010
Kingston Securities Limited 金利豐證券有限公司 RE 1 10 July 2009 23 August 2010
CCB International Capital Limited 建銀國際金融有限公司 RE 1 28 November 2008 11 June 2009
CCB International Capital Limited 建銀國際金融有限公司 RE 6 28 November 2008 11 June 2009