SFC Licences of DAVID Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 06 January 2017 | 04 June 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 2 | 06 January 2017 | 04 June 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 06 January 2017 | 04 June 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 April 2011 | 31 October 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 April 2011 | 31 October 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 30 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 27 August 2009 | 30 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 August 2009 | 30 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 27 August 2009 | 20 August 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 January 2009 | 08 May 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 January 2009 | 08 May 2009 |