SFC Licences of TAN Ho Wa 陳灝樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 10 September 2014 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 September 2014 | |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 9 | 07 April 2014 | 31 August 2014 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 | RE | 4 | 07 April 2014 | 31 August 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 21 June 2011 | 16 November 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 21 June 2011 | 16 November 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 June 2011 | 16 November 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 January 2009 | 18 April 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 12 January 2009 | 18 April 2011 |