SFC Licences of SHI Jialong 史家龙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 October 2015 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 January 2014 | 24 July 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 December 2012 | 10 January 2014 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 14 February 2011 | 17 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 February 2009 | 01 January 2011 |