SFC Licences of MILLS Robert George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 7 | 26 February 2018 | 28 September 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 26 February 2018 | 28 September 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 26 February 2018 | 28 September 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 26 February 2018 | 28 September 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 22 August 2013 | 26 February 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 19 July 2011 | 26 February 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 19 July 2011 | 26 February 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 July 2011 | 26 February 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 19 July 2011 | 01 November 2013 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 April 2009 | 20 May 2011 |