SFC Licences of CHAN Kam Chuen 陳錦川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 16 November 2011 | 29 May 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 October 2011 | 29 May 2014 |
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 1 | 13 September 2010 | 17 September 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 10 June 2009 | 07 July 2009 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 June 2009 | 07 July 2009 |