SFC Licences of LEE Po Chu 李寶珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CL Strategic Management Limited	RO	9	12 August 2022
CL Strategic Management Limited	RO	4	12 August 2022
Forwin Securities Group Limited 富榮證券集團有限公司	RO	1	23 July 2019	23 January 2020
Forwin Securities Group Limited 富榮證券集團有限公司	RE	1	17 July 2018	23 July 2019
Forwin Capital Management Limited 富榮資產管理有限公司	RO	9	11 June 2018	23 January 2020
Forwin Capital Management Limited 富榮資產管理有限公司	RO	4	11 June 2018	23 January 2020
Huge Asset Management Limited 和聚資產管理有限公司	RO	9	11 April 2016	20 May 2018
Huge Asset Management Limited 和聚資產管理有限公司	RO	4	11 April 2016	20 May 2018
Formax Asset Management Limited 福億資產管理有限公司	RE	9	17 November 2014	25 October 2015
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	9	24 April 2012	26 October 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	4	24 April 2012	26 October 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	24 April 2012	26 October 2014
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	4	03 December 2010	09 May 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	03 December 2010	09 May 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	10 August 2009	09 May 2011