SFC Licences of BURNS John Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | 1 | 29 December 2023 | |
| Macquarie Asia Securities Limited | RE | 1 | 19 September 2022 | 29 December 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 September 2022 | 19 September 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 February 2018 | 28 June 2022 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 19 August 2011 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 23 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 02 July 2009 | 23 November 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 July 2009 | 23 November 2017 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 02 July 2009 | 19 February 2010 |