SFC Licences of CHAN Hung Ping 陳鴻平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Post & Capital Global Asset Management Limited 中郵創業國際資產管理有限公司 |
RE | 9 | 03 October 2016 | |
ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 |
RE | 9 | 03 April 2014 | 30 August 2016 |
Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RE | 4, 9 | 07 January 2014 | 25 March 2014 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 9 | 28 December 2011 | 20 June 2013 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 2 | 30 September 2011 | 10 December 2011 |
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RE | 2 | 27 July 2011 | 22 September 2011 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RE | 4, 9 | 17 July 2009 | 14 September 2009 |