SFC Licences of FU Ming 傅鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Grit Capital Limited 啟恒資產管理有限公司	RO	9	28 July 2023
Grit Capital Limited 啟恒資產管理有限公司	RO	4	28 July 2023
Grit Securities Limited 啟恒證券有限公司	RO	1	28 July 2023
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	9	14 November 2022	23 May 2023
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	4	14 November 2022	23 May 2023
Regan International Securities Limited 雷根國際證券有限公司	RO	1	21 January 2019	10 March 2023
Regan International Securities Limited 雷根國際證券有限公司	RE	1	11 January 2019	21 January 2019
Finet Securities Limited 財華證券有限公司	RO	2	02 November 2017	01 January 2019
Finet Securities Limited 財華證券有限公司	RO	1	02 November 2017	01 January 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	9	04 January 2017	18 August 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	2	08 December 2016	18 August 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	1	08 December 2016	18 August 2017
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	19 April 2016	25 November 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	19 April 2016	25 November 2016
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	1	03 July 2014	21 January 2016
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	16 October 2009	07 March 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	10 July 2009	07 March 2014