SFC Licences of HO Yui 何銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Easy One Asset Management Limited 易易壹資產管理有限公司 RO 9 17 July 2020
Easy One Asset Management Limited 易易壹資產管理有限公司 RO 4 17 July 2020
Kai Yin Securities Limited 凱銀證券有限公司 RO 4 16 January 2020 18 June 2021
Kai Yin Securities Limited 凱銀證券有限公司 RO 2 16 January 2020 18 June 2021
Kai Yin Securities Limited 凱銀證券有限公司 RO 1 16 January 2020 18 June 2021
Kai Yin Securities Limited 凱銀證券有限公司 RE 4 23 December 2019 16 January 2020
Kai Yin Securities Limited 凱銀證券有限公司 RE 2 23 December 2019 16 January 2020
Kai Yin Securities Limited 凱銀證券有限公司 RE 1 23 December 2019 16 January 2020
MC Financial Services Limited 美源金融服務有限公司 RO 9 20 April 2018 30 November 2019
MC Financial Services Limited 美源金融服務有限公司 RO 4 20 April 2018 30 November 2019
MC Financial Services Limited 美源金融服務有限公司 RO 2 20 April 2018 30 November 2019
MC Financial Services Limited 美源金融服務有限公司 RO 1 20 April 2018 30 November 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 17 October 2016 03 October 2017
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 17 October 2016 03 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 04 May 2016 08 October 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 May 2016 08 October 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 May 2016 08 October 2016
Nerico Brothers Limited RE 3 27 January 2012 01 November 2015
Nerico Brothers Limited RE 2 27 January 2012 01 November 2015
Nerico Brothers Limited RE 1 27 January 2012 01 November 2015
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 06 May 2010 19 August 2011
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 06 May 2010 19 August 2011
Nerico Brothers Limited RE 3 30 November 2009 24 April 2010
Nerico Brothers Limited RE 2 13 July 2009 24 April 2010
Nerico Brothers Limited RE 1 13 July 2009 24 April 2010