Licences of SFC licenceholder ATO052 YUAN Quanwei 袁泉衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1, 4, 6 29 December 2014 04 October 2016
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 22 April 2014 29 December 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6 05 March 2012 11 March 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 14 August 2009 21 April 2011