SFC Licences of YUAN Quanwei 袁泉衛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 6 | 29 December 2014 | 04 October 2016 |
Merrill Lynch Far East Limited | RO | 4 | 29 December 2014 | 04 October 2016 |
Merrill Lynch Far East Limited | RO | 1 | 29 December 2014 | 04 October 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 29 December 2014 | 04 October 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 29 December 2014 | 04 October 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 29 December 2014 | 04 October 2016 |
Merrill Lynch Far East Limited | RE | 6 | 22 April 2014 | 29 December 2014 |
Merrill Lynch Far East Limited | RE | 4 | 22 April 2014 | 29 December 2014 |
Merrill Lynch Far East Limited | RE | 1 | 22 April 2014 | 29 December 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 April 2014 | 29 December 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 April 2014 | 29 December 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2014 | 29 December 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 11 March 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 14 August 2009 | 21 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 August 2009 | 21 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 August 2009 | 21 April 2011 |