SFC Licences of YUAN Quanwei 袁泉衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 6 29 December 2014 04 October 2016
Merrill Lynch Far East Limited RO 4 29 December 2014 04 October 2016
Merrill Lynch Far East Limited RO 1 29 December 2014 04 October 2016
Merrill Lynch (Asia Pacific) Limited RO 6 29 December 2014 04 October 2016
Merrill Lynch (Asia Pacific) Limited RO 4 29 December 2014 04 October 2016
Merrill Lynch (Asia Pacific) Limited RO 1 29 December 2014 04 October 2016
Merrill Lynch Far East Limited RE 6 22 April 2014 29 December 2014
Merrill Lynch Far East Limited RE 4 22 April 2014 29 December 2014
Merrill Lynch Far East Limited RE 1 22 April 2014 29 December 2014
Merrill Lynch (Asia Pacific) Limited RE 6 22 April 2014 29 December 2014
Merrill Lynch (Asia Pacific) Limited RE 4 22 April 2014 29 December 2014
Merrill Lynch (Asia Pacific) Limited RE 1 22 April 2014 29 December 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 11 March 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 14 August 2009 21 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 August 2009 21 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 August 2009 21 April 2011