SFC Licences of YIP Tsun Wah Alvan 葉俊華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RC Futures Advisory Limited | RO | 4 | 01 November 2019 | 31 December 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 October 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 April 2015 | 02 October 2017 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 24 August 2009 | 04 October 2010 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 24 August 2009 | 04 October 2010 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 24 August 2009 | 04 October 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 August 2009 | 04 October 2010 |