SFC Licences of TAM Tsz Chung 譚子聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RO | 4 | 16 September 2019 | 01 October 2021 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RO | 1 | 16 September 2019 | 01 October 2021 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 9 | 06 April 2018 | 01 October 2021 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 4 | 06 April 2018 | 16 September 2019 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 1 | 06 April 2018 | 16 September 2019 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 02 April 2012 | 11 August 2017 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 02 April 2012 | 11 August 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 October 2009 | 24 March 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 October 2009 | 24 March 2012 |