SFC Licences of LEI Ho Chun 李浩俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RO 3 06 February 2023
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 27 July 2022 06 February 2023
South China Investment Management Limited 南華投資管理有限公司 RE 9 04 November 2019 18 December 2020
South China Forex Limited 南華外匯有限公司 RO 3 19 June 2018 18 December 2020
South China Commodities Limited 南華期貨有限公司 RO 2 19 June 2018 18 December 2020
South China Securities Limited 南華證券投資有限公司 RE 1 05 March 2018 18 December 2020
South China Investment Management Limited 南華投資管理有限公司 RE 9 05 March 2018 21 August 2019
South China Forex Limited 南華外匯有限公司 RE 3 05 March 2018 19 June 2018
South China Commodities Limited 南華期貨有限公司 RE 2 07 February 2018 19 June 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 19 December 2017 23 January 2018
South China Investment Management Limited 南華投資管理有限公司 RE 9 03 October 2017 01 December 2017
South China Forex Limited 南華外匯有限公司 RO 3 13 July 2016 01 December 2017
South China Commodities Limited 南華期貨有限公司 RE 2 03 February 2015 01 December 2017
South China Securities Limited 南華證券投資有限公司 RE 1 03 February 2015 01 December 2017
South China Forex Limited 南華外匯有限公司 RE 3 03 February 2015 13 July 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 20 June 2012 16 January 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 June 2012 16 January 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 16 January 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 10 May 2010 22 May 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 11 November 2009 22 May 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 11 November 2009 22 May 2013