SFC Licences of CHENG Yau Shing 鄭有成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 27 September 2012 | 02 January 2014 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 26 July 2012 | 17 September 2012 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 26 July 2012 | 17 September 2012 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 26 July 2012 | 17 September 2012 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 29 November 2010 | 19 July 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 29 November 2010 | 19 July 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 November 2010 | 19 July 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 05 January 2010 | 05 November 2010 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 17 November 2009 | 05 November 2010 |