SFC Licences of BANGHART III James Munger

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RO 5 30 October 2017 07 October 2019
J.P. Morgan Broking (Hong Kong) Limited RO 2 30 October 2017 07 October 2019
J.P. Morgan Securities (Far East) Limited RO 4 25 November 2015 23 September 2016
J.P. Morgan Securities (Far East) Limited RO 1 25 November 2015 23 September 2016
JPMorgan Chase Bank, National Association 4 11 September 2015
JPMorgan Chase Bank, National Association 1 11 September 2015
J.P. Morgan Securities (Far East) Limited RE 4 20 April 2015 25 November 2015
J.P. Morgan Securities (Far East) Limited RE 1 20 April 2015 25 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 21 May 2014 30 October 2017
J.P. Morgan Broking (Hong Kong) Limited RE 2 21 May 2014 30 October 2017
J.P. Morgan Securities (Asia Pacific) Limited 4 12 July 2013
J.P. Morgan Securities (Asia Pacific) Limited 1 12 July 2013
J.P. Morgan Broking (Hong Kong) Limited RO 4 09 November 2012 13 September 2016
J.P. Morgan Broking (Hong Kong) Limited RO 1 09 November 2012 13 September 2016
J.P. Morgan Broking (Hong Kong) Limited RE 1 25 November 2009 09 November 2012
J.P. Morgan Broking (Hong Kong) Limited RE 4 25 November 2009 09 November 2012