SFC Licences of PENG Vivian R 彭曉如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 01 September 2016 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 2 | 01 September 2016 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 1 | 01 September 2016 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 23 October 2014 | 26 August 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 23 October 2014 | 26 August 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 05 August 2013 | 26 August 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 August 2013 | 26 August 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 August 2013 | 26 August 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 November 2009 | 26 April 2013 |