SFC Licences of LI Ying 李鷹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alpha Win Capital Limited 中源國際資本有限公司	RO	9	20 July 2020
Alpha Win Capital Limited 中源國際資本有限公司	RO	4	20 July 2020
Alpha Win Capital Limited 中源國際資本有限公司	RO	1	20 July 2020
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RO	9	03 May 2018	05 November 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RO	4	30 April 2015	05 November 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RO	1	30 April 2015	05 November 2019
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	30 April 2015	05 November 2019
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	30 April 2015	05 November 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RE	9	09 February 2015	03 May 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	09 February 2015	30 April 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	09 February 2015	30 April 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	09 February 2015	30 April 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	09 February 2015	30 April 2015
ICBC International Securities Limited 工銀國際證券有限公司	RO	4	04 September 2013	01 December 2014
ICBC International Research Limited 工銀國際證券研究有限公司	RO	4	25 September 2012	01 December 2014
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	24 August 2011	01 December 2014
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	24 August 2011	24 August 2012
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	24 August 2011	24 August 2012