SFC Licences of CHAU Kwong Lui 鄒光磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WEBULL SECURITIES LIMITED 微牛證券有限公司 RO 2 04 September 2023
WEBULL SECURITIES LIMITED 微牛證券有限公司 RO 4 31 May 2023
WEBULL SECURITIES LIMITED 微牛證券有限公司 RO 1 09 March 2021
WEBULL SECURITIES LIMITED 微牛證券有限公司 RE 1 17 November 2020 09 March 2021
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RE 4 04 March 2020 15 September 2020
Grandly Financial Services Limited 冠力金融服務有限公司 RO 2 23 October 2018 15 September 2020
Grandly Financial Services Limited 冠力金融服務有限公司 RO 1 23 October 2018 15 September 2020
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 15 August 2018 23 October 2018
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 15 August 2018 23 October 2018
Future Securities Limited 未來證券有限公司 RE 2 13 December 2017 31 July 2018
Future Securities Limited 未來證券有限公司 RE 1 13 December 2017 31 July 2018
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 24 November 2014 30 November 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 24 November 2014 30 November 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 30 January 2014 14 November 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 30 January 2014 14 November 2014
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 15 September 2011 08 October 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 15 September 2011 08 October 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 December 2009 01 September 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 16 December 2009 01 September 2011