SFC Licences of HO May Wai, Judy 何美蕙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 11 November 2015 20 January 2020
HSBC Investment Funds (Hong Kong) Limited RE 1 11 November 2015
HSBC Global Asset Management (Hong Kong) Limited RE 9 11 November 2015
HSBC Global Asset Management (Hong Kong) Limited RE 4 11 November 2015
HSBC Global Asset Management (Hong Kong) Limited RE 1 11 November 2015
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 11 November 2015
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 07 October 2013 06 June 2015
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 07 October 2013 06 June 2015
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 07 October 2013 06 June 2015
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 12 January 2010 26 September 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 12 January 2010 26 September 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 12 January 2010 26 September 2013