SFC Licences of KU Kwan Patrick 顧琨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 29 July 2015 29 September 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 29 July 2015 29 September 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 29 July 2015 29 September 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 28 October 2013 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 28 October 2013 03 June 2014
Merrill Lynch Far East Limited RE 6 17 February 2010 24 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 17 February 2010 24 August 2013
Merrill Lynch (Asia Pacific) Limited RE 4 17 February 2010 24 August 2013
Merrill Lynch (Asia Pacific) Limited RE 6 17 February 2010 24 August 2013
Merrill Lynch Far East Limited RE 1 17 February 2010 24 August 2013
Merrill Lynch Far East Limited RE 4 17 February 2010 24 August 2013