SFC Licences of YU Yang 于楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RO 4 19 August 2019
CLSA Limited 中信里昂證券有限公司
RO 1 10 January 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 10 January 2018
CLSA Limited 中信里昂證券有限公司
RE 1 24 April 2015 10 January 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 24 April 2015 10 January 2018
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 23 April 2010 01 January 2016