SFC Licences of CHAN Hung Ting, Ascar 陳虹廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	9	04 December 2023
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	4	04 December 2023
China Zhong Sheng Securities Limited 中國中盛證券有限公司	RO	1	04 December 2023
A-JEX International Asset Management Limited 愛建國際資產管理有限公司	RO	9	03 March 2022	19 November 2022
A-JEX International Asset Management Limited 愛建國際資產管理有限公司	RO	4	03 March 2022	19 November 2022
A-JEX International Asset Management Limited 愛建國際資產管理有限公司	RO	1	03 March 2022	19 November 2022
Evergreen Securities Limited 漢華證券有限公司	RO	1	30 October 2020	14 November 2021
Tianda Asset Management Limited 天大資產管理有限公司	RO	9	24 June 2019	27 September 2019
Tianda Securities Limited 天大証券有限公司	RO	1	15 January 2019	25 September 2019
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	29 March 2018	24 June 2019
Tianda Securities Limited 天大証券有限公司	RE	1	14 March 2018	15 January 2019
CVP Securities Limited 星火證券有限公司	RE	2	12 April 2017	16 November 2017
CVP Securities Limited 星火證券有限公司	RE	1	12 April 2017	16 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	17 February 2014	16 May 2014
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	12 March 2013	19 August 2013
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	19 December 2012	08 February 2013
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	14 May 2010	10 October 2012