SFC Licences of KWOK Wai Wa 郭偉華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
One Heritage Capital Management Limited 太一資本管理有限公司	RE	9	17 February 2021
One Heritage Capital Management Limited 太一資本管理有限公司	RE	4	17 February 2021
South China Investment Management Limited 南華投資管理有限公司	RE	9	06 November 2020	17 November 2020
South China Securities Limited 南華證券投資有限公司	RE	1	06 November 2020	17 November 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	08 January 2019	18 March 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	4	08 January 2019	18 March 2020
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	23 November 2018	18 March 2020
PC Securities Limited 寶鉅證券有限公司	RE	1	01 June 2015	05 October 2018
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司	RE	9	05 May 2014	30 April 2015
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司	RE	4	05 May 2014	30 April 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	27 May 2010	28 May 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	27 May 2010	28 May 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	27 May 2010	28 May 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	27 May 2010	28 May 2011