SFC Licences of AU Cheuk Kwan 區卓筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 December 2019 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 20 October 2014 | 13 June 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 October 2014 | 13 June 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 June 2010 | 17 August 2014 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 June 2010 | 17 August 2014 |