SFC Licences of LAW Lap Kau 羅立球

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 09 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5 09 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 08 March 2017 26 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 March 2017 26 September 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 2 15 May 2013 02 February 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 21 June 2010 02 February 2017