SFC Licences of ZHU Shirong 朱世融

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	12 August 2021	10 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	12 August 2021	10 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	12 August 2021	10 August 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	11 May 2017	25 June 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	11 May 2017	25 June 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	11 May 2017	25 June 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	04 November 2015	11 May 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	04 November 2015	11 May 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	04 November 2015	11 May 2017
J.P. Morgan Securities (Far East) Limited	RE	6	11 July 2014	14 July 2015
J.P. Morgan Securities (Far East) Limited	RE	4	11 July 2014	14 July 2015
J.P. Morgan Securities (Far East) Limited	RE	1	11 July 2014	14 July 2015
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	04 April 2011	28 June 2014
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	18 June 2010	19 January 2011