SFC Licences of WU Kwok Yan, Eric 伍國忻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 04 November 2022 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 2 | 04 November 2022 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 1 | 04 November 2022 | |
| UBS Securities Hong Kong Limited | RE | 7 | 26 August 2021 | 02 September 2022 |
| UBS Securities Asia Limited | RE | 2 | 26 August 2021 | 02 September 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 August 2021 | 02 September 2022 |
| UBS Securities Asia Limited | RE | 1 | 03 August 2021 | 02 September 2022 |
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 04 June 2021 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 04 June 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 June 2010 | 30 November 2012 |