SFC Licences of CHEN Lijuan 陳利娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 7 | 04 October 2011 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 04 October 2011 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 04 October 2011 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 October 2010 | 06 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 July 2010 | 06 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 July 2010 | 06 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 July 2010 | 06 May 2011 |