SFC Licences of SHANG Ning 尚宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	20 November 2020
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	20 November 2020
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	9	13 September 2018	02 November 2020
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	4	13 September 2018	02 November 2020
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	1	13 September 2018	02 November 2020
Merrill Lynch Far East Limited	RE	2	11 May 2015	08 March 2017
Merrill Lynch (Asia Pacific) Limited	RE	1	11 May 2015	08 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	22 December 2014	21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	22 December 2014	21 January 2015
Merrill Lynch Far East Limited	RE	2	02 September 2010	20 September 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	26 July 2010	20 September 2014
Merrill Lynch Far East Limited	RE	1	26 July 2010	20 September 2014
Merrill Lynch Futures (Hong Kong) Limited	RE	2	26 July 2010	02 September 2010