SFC Licences of JIANG Hao 姜浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 23 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 23 November 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 21 February 2022 21 February 2022
CMBC Securities Company Limited 民銀證券有限公司 RO 1 23 December 2021 21 February 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 4 10 August 2021 21 February 2022
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 10 August 2021 15 February 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 10 August 2021 23 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 17 January 2018 21 April 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 17 January 2018 21 April 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 17 January 2018 21 April 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 4 21 April 2016 30 November 2017
Fosun International Securities Limited 復星國際證券有限公司 RE 1 21 April 2016 30 November 2017
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 August 2010 14 May 2012
Morgan Stanley Hong Kong Futures Limited RE 2 09 August 2010 06 December 2010