SFC Licences of ALDER Campbell Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 October 2015 | 07 February 2017 |
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 1 | 15 August 2014 | 28 August 2015 |
Ord Minnett Hong Kong Limited | RE | 1 | 01 February 2013 | 16 July 2014 |
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 23 July 2010 | 18 December 2012 |