SFC Licences of YANG Nan 楊楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chelsea Securities Limited 昭海金融證券有限公司	RE	6	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RE	4	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RE	1	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RO	6	06 August 2018	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RO	4	06 August 2018	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RO	1	06 August 2018	20 December 2022
Chelsea Securities Limited 昭海金融證券有限公司	RE	6	12 April 2018	06 August 2018
Chelsea Securities Limited 昭海金融證券有限公司	RE	4	12 April 2018	06 August 2018
Chelsea Securities Limited 昭海金融證券有限公司	RE	1	12 April 2018	06 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	31 March 2014	30 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	31 March 2014	30 March 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	31 March 2014	30 March 2018
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RE	9	13 September 2012	15 March 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	30 August 2010	16 May 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	30 August 2010	16 May 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	30 August 2010	16 May 2012