SFC Licences of LIM Julian Frederick Yu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 | RE | 9 | 13 September 2022 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 28 December 2016 | 29 September 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 17 August 2015 | 28 September 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 17 August 2015 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 August 2015 | 28 September 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 September 2010 | 08 October 2010 |