SFC Licences of LIU Jia 劉佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 9 | 06 November 2023 | |
| Torq Capital Management (HK) Limited | RE | 9 | 09 April 2018 | 19 June 2023 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 | RO | 9 | 22 August 2016 | 16 March 2018 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 | RO | 4 | 22 August 2016 | 16 March 2018 |
| Tenbagger Investment Management (Hong Kong) Limited 拾貝投資管理(香港)有限公司 | RE | 4 | 07 October 2015 | 22 August 2016 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 25 September 2013 | 27 June 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 20 August 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 20 August 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 20 August 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 16 September 2010 | 26 March 2011 |